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Kind Regards,
1...plakihi Singh
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From:
on behalf of
Sent:
To:
Subject:
Attachments:
Hello Cynthia
Prachi Paw.
PWM 81S-Research
1/30/2017 9:50:25
Cynthia Rodrigue
Researches
df; RESEARCH
df; Research
Please see the attached complete researches.
Thanks
Prachi
From: Cynthia Rodriguez
Sent: Friday, January 27, 2017 11:51 AM
To: PWM BIS-Research
Subject: Research - Butterfly
Hi,
I am requesting research on the following individuals:
di; Research
.pdf
Please attach to KYc case 01651789. The GCIS is 00000486290 and the cost center is 6201215544. Thank you.
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Kind regards,
Cynthia Rodriguez
Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
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NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search:
Result:
Click here for results:
Reviewer Comments (as necessary):
RDC
El No I lit 0 Not Replied
flit
L RDC Results
No RDC alert (Please sec attached)
PCR
=tNo I lit D Not Required II. PCR Resulta
No PCR alert (Please sec attached)
Hit
BIS
III. Negative Media
There was no information found
Yes . 4 No
IV. Non-Negative Media
There was no information found
E Not Required
v. Other Language Media
There was no information found
DetB
Results? 0
Yes 0
No
El Not Requited
vi. D&B
Not required
Sulartlinx
Results? 2) YiN 0
No
VII. Smartlinx
Result found (Please see attached)
III Not Required
Court Cases
• Review by Legal May
VIII. Court Cases
There was no information found
be Required IN No Results
M
Search not required
Prepared by: Deepanshu shanna Date:01/27/2017
Research Analyst
Instructions:
1. Review and confirm that all results are returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Martindale-Hubbellhttp://www.martindalc.comhpRHartindale/home.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your ICYC.
Please note: Submission of a signed KYC is your confirmation that you hive fully reviewed the research documents.
For internal use only
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